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BenefitsPro (July 24, 2014) -- Unhappy investors now have a little more leeway when seeking arbitration over a dispute with their broker, now that the Securities and Exchange Commission has approved a new rule from FINRA.
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Regulator signs off on a rule that stops brokers from including expungement as a term in settlements in customer arbitrations

InvestmentNews (July 23, 2014 1:25 pm) -- The SEC has signed off on a...

newsroom.me (Reuters) (July 23, 2014 1:18 pm) -- The U.S. Securities and Exchange Commission has approved a new brokerage industry rule to ban dispute settlements between securities firms and investors that require investors to agree to erase complaints from brokers'...

Forbes (July 23, 2014 10:01 am) -- Is your investment representative’s bankruptcy your business? It should be. But...