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InvestmentNews (August 21, 2017) - The claim against defunct broker-dealer EDI Financial Inc. highlights a growing problem of unpaid arbitration awards

A client of a small...

InvestmentNews (August 9, 2017) - Battle intensifies as Labor Department seeks to push off implementation until July 2019

Supporters of the Labor Department's fiduciary rule are calling an 18...

prLeap (July 25, 2017) - Los Angeles, California, July 24, 2017 - Hailed as a victory in the fight against financial elder abuse, Girard Bengali, APC obtained a FINRA arbitration award for over $1,800,000 against Wedbush Securities, Inc. In...

BankInvestmentConsultant (July 25, 2017) - A FINRA arbitration panel has ordered Citizens Securities to pay a former broker nearly $1.7 million for making misrepresentations when it recruited him...